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ETHICAL CONSIDERATIONS IN MEDIATION
CAN (SHOULD) I DO THAT?

16th Annual Construction Law Conference

March 6 & 7, 2003

Dallas, Texas

Courtenay L. Bass

Burdin Mediations
Dallas, Texas




Table of Contents

INTRODUCTION

RULES OF PROFESSIONAL CONDUCT

RULE 1.02: SCOPE AND OBJECTIVES OF REPRESENTATION

RULE 4.01: TRUTHFULNESS IN STATEMENTS TO OTHERS

COMMENT : FALSE STATEMENTS OF FACT

COMMENT: FAILURE TO DISCLOSE A MATERIAL FACT

RULE 8.04: MISCONDUCT

THE TEXAS LAWYER'S CREED: A MANDATE FOR PROFESSIONALISM

RESOURCES

Abstract

What is, and is not, fair in negotiations and mediation? Does actually being in a mediation session change those rules? What if one party is not represented by counsel? What if all parties are represented by counsel? What if you have more than one client in a mediation?

Can you ask the mediator to do something that you would not do directly in negotiation? If so, why?

Is the message sent or the message received during negotiations what counts? Can you rely on your opponent's misunderstanding?

The purpose of this presentation is to raise issues and questions to open a discussion about what you think on some of the above issues and what the rules and requirements are for attorneys in negotiation and mediation.

Finally, let us consider whether there are ethical considerations that surpass the rules?

As in many ethical situations, some of the answers are not readily apparent - there are many shades of gray.

Also presented are some suggestions for keeping within ethical boundaries in tricky situations, and information on the risks you may run when you cross the line.

Finally, I have provided some resource materials for your use and guidance in looking for the right answer - if there is just one.




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